File Closure Checklist

Responsible attorney verifies that all substantive work is complete: final order entered, deal closed, settlement funded, or representation otherwise concluded. Common premature-closure triggers — pending appeal window, post-closing bring-down, or an open fee petition — should be ruled out before proceeding.

Confirm the appeal period has run (typically 30 days from judgment in federal court; varies in state court) and any post-closing obligations — escrow releases, holdback releases, bring-down certificates — have been satisfied. Closing a matter while a notice of appeal is still timely is a common mistake.

Run the final pre-bill from the practice management system (Clio, MyCase, Tabs3, etc.) capturing all unbilled time, expenses, and advanced costs through the closure date. Include filing fees, expert fees, deposition transcripts, and any third-party invoices that haven't been passed through.

Responsible attorney reviews each time entry for clarity, scope, and tone before the bill goes to the client. Strip vague entries ("reviewed file"), consolidate where appropriate, and apply any agreed write-downs. Sending unedited junior-associate entries is the single most common cause of fee disputes at closure.

Reconcile the IOLTA book balance, the bank statement balance, and the sum of individual client ledgers for this matter. All three must tie. Any discrepancy must be resolved before disbursement under Rule 1.15 — a single mismatched penny is a reportable issue in some states.

Apply the final invoice against the trust retainer; refund any remaining client funds via check or ACH. Do not disburse against funds not yet collected — wait the full 7–10 banking-day clearing period for any recent deposits to avoid a Rule 1.15 negative-balance violation.

Gather the conformed final judgment or order from PACER/CM-ECF or the state e-filing portal (NYSCEF, Texas eFile, etc.); for transactional matters, collect fully executed signature pages, recorded deeds, and ancillary documents from the data room.

Common at closure: stipulation of dismissal, satisfaction of judgment, withdrawal of counsel, or notice of substitution. Check local rules for required form and certificate of service. Build in a 4-hour buffer before any midnight e-filing cutoff.

Send a written hold-release notice to all custodians and IT confirming preservation obligations have ended. Keep a copy of the original hold and the release in the matter file — both are discoverable in any subsequent matter involving the same custodians.

Use the firm's closure-letter template. Cover: scope of representation has ended, no further work will be performed without a new engagement, disposition of the file, retention period, and any deadlines the client must monitor going forward (appeal windows, statutory filing dates, post-closing covenants).

Most state bar rules require the firm to return the client's file on request. Document the client's election in writing — return, retain at firm, or destroy after retention period — to avoid later disputes about what was provided.

Set the destruction-eligible date based on matter type: typically 5–7 years post-closure for general matters, 10+ years for estate planning and real estate, longer for minor-client matters (often until age of majority + SOL). Trust account records have their own retention floor (commonly 7 years).

Move the matter folder to the archived workspace in NetDocuments, iManage, Worldox, or your DMS of record. Apply read-only permissions and tag with the destruction-eligible date so the next retention review surfaces it automatically.

Label each box with matter number, client name, closure date, and destruction-eligible date. Update the off-site storage index (Iron Mountain, Access, or in-house) so the file can be recalled quickly if the client requests it during the retention window.

Mark the matter Closed in Clio / MyCase / Tabs3 / Smokeball. Confirm WIP is zero, A/R is zero (or written off with partner approval), and the trust ledger is zero. The closed-matter record stays searchable for future conflict checks under Rule 1.9.