Workflow Templates: Client Onboarding Checklist

Gather client's full name and contact details

Collect identification documents (e.g., passport, driver's license)

Obtain Social Security Number or Tax Identification Number

Record client's employment information

Collect financial statements and proof of income

Conduct a Know Your Customer (KYC) check

Perform Anti-Money Laundering (AML) screening

Evaluate client's investment risk tolerance

Check for any politically exposed persons (PEP) status

Verify compliance with international sanctions lists

Create client profile in the database

Set up necessary accounts (e.g., savings, checking, investment)

Prepare and review account agreements and disclosures

Obtain client signatures on required documents

Provide client with account access instructions and information

Client Onboarding Checklist