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risk assessment checklist
Operational Risk Assessment
Identify critical business operations and processes.
Evaluate the impact of potential operational failures.
Assess the effectiveness of current operational controls.
Determine the likelihood of disruptions in operations.
Establish response plans for operational risk scenarios.
Financial Risk Evaluation
Analyze the financial health and stability of the organization.
Review historical financial performance and trends.
Evaluate credit risk and counterparty exposure.
Assess liquidity and cash flow management strategies.
Examine investment and asset management practices.
Regulatory Compliance Review
Identify applicable regulatory requirements and laws.
Evaluate the effectiveness of compliance programs.
Conduct regular audits of compliance-related activities.
Assess the impact of non-compliance on the organization.
Ensure staff are trained in compliance policies and procedures.
Cybersecurity and Data Protection
Evaluate current cybersecurity measures and protocols.
Identify potential vulnerabilities in IT infrastructure.
Assess data protection and privacy policies.
Establish incident response plans for data breaches.
Conduct regular security awareness training for employees.
