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Client Onboarding Checklist
Client Information Collection
Gather client's full name and contact details
Collect identification documents (e.g., passport, driver's license)
Obtain Social Security Number or Tax Identification Number
Record client's employment information
Collect financial statements and proof of income
Risk Assessment and Compliance
Conduct a Know Your Customer (KYC) check
Perform Anti-Money Laundering (AML) screening
Evaluate client's investment risk tolerance
Check for any politically exposed persons (PEP) status
Verify compliance with international sanctions lists
Account Setup and Documentation
Create client profile in the database
Set up necessary accounts (e.g., savings, checking, investment)
Prepare and review account agreements and disclosures
Obtain client signatures on required documents
Provide client with account access instructions and information
